Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Alan Conlan | 5552884 | 2 | 04/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katie Williams Thomas | 5744454 | 2 | 02/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 12/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 12/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 10/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 08/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 06/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gbar A Grimes | 6904479 | 1 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Bernard Jackson | 3114796 | 1 | 10/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sherri Lynne Hunt | 4758476 | 1 | 02/27/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |