Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kelly Lynn Davison | 2697985 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brandon Marcel Hogue | 3206405 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Martin Arduengo | 5040023 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Katherine Heather Horner | 5988411 | 1 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Veronica B Johnson | 5840190 | 1 | 10/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Deidre Nicole Williams | 6420469 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |