Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jonathan Patrick Holloway | 6373207 | 1 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael A Green | 3139986 | 2 | 08/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Julie Helms Lancaster | 2447432 | 1 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Oluwa Ademola Raines | 5353818 | 1 | 08/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark Anthony Bramble | 2187653 | 3 | 07/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark Anthony Bramble | 2187653 | 3 | 07/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Kevin Wood | 6673830 | 2 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dennis Gafur | 7169191 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael A Green | 3139986 | 2 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ines Santiago Lopez | 2977193 | 3 | 03/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |