Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Greg-O'Ryan Johnson | 6968782 | 1 | 11/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Elizabeth Marks | 2173473 | 2 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Elizabeth Marks | 2173473 | 2 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katie Ellis | 6799108 | 1 | 09/17/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angel Dodson | 6627303 | 1 | 06/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest White | 5140883 | 2 | 06/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Somerville Buddo | 6484350 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shahid Symes | 6006273 | 1 | 01/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paige Goza Simmons | 6774680 | 5 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paige Goza Simmons | 6774680 | 5 | 06/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |