Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Adkin Walter | 2326137 | 2 | 02/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Marie Jameson Armstrong | 4979585 | 1 | 11/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James William Applewhite | 1209709 | 7 | 10/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Thomas Warren | 5819522 | 1 | 11/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Douglas Jones | 5814922 | 1 | 09/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Archie Jeffords | 815750 | 4 | 03/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony John Marshall | 4853760 | 5 | 01/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Isaac Lindeen | 4376047 | 1 | 12/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lorenzo West | 5494333 | 1 | 09/24/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Constantinos Nickolas Koustenis | 2551941 | 1 | 09/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |