Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Marc Tenaglia | 3088745 | 2 | 04/12/2019 | Customer Dispute | Denied | $18,375.00 | $0.00 | See FINRA Report |
| Todd Joseph Thompson | 2849928 | 5 | 03/27/2019 | Customer Dispute | Denied | $19,367.00 | $0.00 | See FINRA Report |
| Janet Brown Fisher | 2698873 | 1 | 03/13/2019 | Customer Dispute | Denied | $65,377.40 | $0.00 | See FINRA Report |
| Jason Edgar Holland | 5620575 | 1 | 02/26/2019 | Customer Dispute | Denied | $13,464.00 | $0.00 | See FINRA Report |
| Gabriel Joseph Krawczak | 2403650 | 2 | 12/23/2018 | Customer Dispute | Denied | $34,915.00 | $0.00 | See FINRA Report |
| Nancy J Lee | 4625919 | 2 | 11/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Allen Dukes | 4255515 | 1 | 07/09/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Candice Owens Howell | 5044818 | 1 | 05/04/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Kyle Blank | 6027450 | 1 | 04/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore N Barger | 2339760 | 1 | 02/08/2018 | Customer Dispute | Denied | $38,577.00 | $0.00 | See FINRA Report |