Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenny Maxwell Dale | 2374817 | 1 | 07/10/2001 | Customer Dispute | Denied | $14,373.00 | $0.00 | See FINRA Report |
| Manuel Jimenez | 1539107 | 1 | 05/17/2001 | Customer Dispute | Denied | $15,228.30 | $3,100.00 | See FINRA Report |
| Arthur Gilbert Faren | 1958380 | 6 | 11/19/2000 | Customer Dispute | Denied | $62,675.40 | $0.00 | See FINRA Report |
| William Patrick Gamble | 1524488 | 4 | 07/07/2000 | Customer Dispute | Denied | $16,936.00 | $0.00 | See FINRA Report |
| Gregory Addison Lebar | 1571584 | 3 | 07/22/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Addison Lebar | 1571584 | 3 | 04/16/1999 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Peter M Dearcangelis | 712169 | 1 | 04/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |