Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Marie Ritorto | 5019869 | 1 | 10/24/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Chasman | 4092290 | 6 | 06/10/2022 | Customer Dispute | Denied | $8,736.37 | $0.00 | See FINRA Report |
| Susan Tordik-Atchison | 2027591 | 3 | 05/30/2022 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 03/31/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Henry Dillon | 4260224 | 3 | 11/30/2021 | Customer Dispute | Denied | $336,908.00 | $0.00 | See FINRA Report |
| Charles Randall Faires | 500564 | 1 | 11/17/2021 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| James Neal Beckman | 2237189 | 1 | 11/18/2020 | Customer Dispute | Denied | $11,277.00 | $0.00 | See FINRA Report |
| James William Applewhite | 1209709 | 7 | 07/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Michael Schueler | 6066099 | 1 | 03/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Henry Dillon | 4260224 | 3 | 07/19/2019 | Customer Dispute | Denied | $21,453.90 | $0.00 | See FINRA Report |