Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Alexander Kent | 2242930 | 1 | 10/03/2002 | Customer Dispute | Denied | $8,724.40 | $0.00 | See FINRA Report |
| Daniel Robert Botyos | 2639119 | 1 | 08/22/2002 | Customer Dispute | Denied | $73,420.00 | $0.00 | See FINRA Report |
| Douglas Warren Smith | 1723402 | 6 | 08/20/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Jerry William Smith | 1303734 | 7 | 08/15/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jerry William Smith | 1303734 | 7 | 07/26/2002 | Customer Dispute | Denied | $29,733.10 | $0.00 | See FINRA Report |
| Stephen Francis Valeri | 1584881 | 2 | 07/24/2002 | Customer Dispute | Denied | $38,257.00 | $0.00 | See FINRA Report |
| Terry L Cyfers | 3231380 | 1 | 07/16/2002 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Kathleen Anne Breen | 2198132 | 1 | 06/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Tolar Fannin | 4168749 | 2 | 05/22/2002 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Sharin Lisa Akhtar | 3212745 | 2 | 05/15/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |