Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey David Chasman | 4092290 | 6 | 10/20/2005 | Customer Dispute | Denied | $9,823.00 | $0.00 | See FINRA Report |
Ronald Edward Talley | 2176308 | 2 | 07/14/2005 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
Jeffrey James Alger | 1123035 | 3 | 05/03/2005 | Customer Dispute | Denied | $76,865.00 | $0.00 | See FINRA Report |
Laurie B Wheat | 2825893 | 1 | 02/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ronald Kevin Teasdale | 2111589 | 1 | 11/17/2004 | Customer Dispute | Denied | $27,683.80 | $0.00 | See FINRA Report |
Douglas Warren Smith | 1723402 | 6 | 07/28/2004 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
Derek Grant Deguire | 3162351 | 3 | 06/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brock Eugene Himan | 2420698 | 5 | 02/25/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Amy Jane Hayes | 1186006 | 1 | 11/21/2003 | Customer Dispute | Denied | $43,330.00 | $0.00 | See FINRA Report |
William Patrick Gamble | 1524488 | 4 | 11/03/2003 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |