Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rochelle Ilene Cairo | 2977208 | 1 | 09/17/2007 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
Todd Joseph Thompson | 2849928 | 5 | 08/15/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Lewis Wade Blalock | 3100794 | 2 | 02/02/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jimmie Harold Davis | 2278816 | 2 | 01/11/2007 | Customer Dispute | Denied | $144,000.00 | $0.00 | See FINRA Report |
Natalie Ruth Mason | 4626960 | 1 | 09/13/2006 | Customer Dispute | Denied | $10,952.70 | $0.00 | See FINRA Report |
Alan Michael Tofig | 1911716 | 1 | 06/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Michael Murphy | 2674250 | 1 | 05/18/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Evan James Farrell | 1857570 | 2 | 04/04/2006 | Customer Dispute | Denied | $18,725.00 | $0.00 | See FINRA Report |
Gavin Young Shuck | 2366010 | 2 | 12/28/2005 | Customer Dispute | Denied | $163,157.00 | $0.00 | See FINRA Report |
Brian Henry Bruscino | 2724529 | 2 | 12/20/2005 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |