Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Stuart Freeman | 2977939 | 2 | 12/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Merrick Semans | 2631062 | 2 | 12/15/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth George Rase | 4310986 | 2 | 12/15/2008 | Customer Dispute | Denied | $149,346.00 | $0.00 | See FINRA Report |
| Michael Gerard Wille | 4918368 | 1 | 12/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jimmie Harold Davis | 2278816 | 2 | 11/25/2008 | Customer Dispute | Denied | $9,017.00 | $0.00 | See FINRA Report |
| Joseph Arthur Diorio | 2413080 | 2 | 11/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arash John Assadzadeh | 2772287 | 2 | 11/21/2008 | Customer Dispute | Denied | $39,631.90 | $0.00 | See FINRA Report |
| Stephen Francis Valeri | 1584881 | 2 | 11/17/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Elaine Weatherford Raines | 2197904 | 4 | 11/05/2008 | Customer Dispute | Denied | $112,800.00 | $0.00 | See FINRA Report |
| James David Conrod | 2105654 | 4 | 08/26/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |