Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Warren Smith | 1723402 | 6 | 05/21/2009 | Customer Dispute | Denied | $11,900.00 | $0.00 | See FINRA Report |
| David Wright Mays | 2749196 | 1 | 05/20/2009 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Jerry William Smith | 1303734 | 7 | 05/05/2009 | Customer Dispute | Denied | $18,384.00 | $0.00 | See FINRA Report |
| Kenneth George Rase | 4310986 | 2 | 04/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Evan Polin | 4233680 | 3 | 04/23/2009 | Customer Dispute | Denied | $15,404.80 | $0.00 | See FINRA Report |
| Harry James Pilson | 3023609 | 4 | 04/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel William Walsh | 2232553 | 2 | 03/23/2009 | Customer Dispute | Denied | $53,071.00 | $0.00 | See FINRA Report |
| Frank Douglas Mithun | 2574326 | 2 | 03/10/2009 | Customer Dispute | Denied | $63,504.00 | $0.00 | See FINRA Report |
| Glen Anthony Duggan | 2687072 | 3 | 01/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Polito | 1684148 | 2 | 01/27/2009 | Customer Dispute | Denied | $33,067.00 | $0.00 | See FINRA Report |