Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Douglas Ryman | 2648270 | 9 | 08/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stokes Keisler Shealy | 2672430 | 2 | 06/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Travis Turner | 2568398 | 5 | 05/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Wayne Keith | 5592738 | 1 | 02/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sheila Rita Hill | 1798386 | 2 | 01/26/2017 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Dennis Eugene Parker | 2665845 | 1 | 12/21/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jason Axel Mertz | 3175504 | 1 | 12/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 11/21/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David Paul Brown | 1008424 | 1 | 11/16/2016 | Customer Dispute | Settled | $335,424.00 | $0.00 | See FINRA Report |
| Jerry William Smith | 1303734 | 7 | 10/31/2016 | Customer Dispute | Denied | $5,625.00 | $0.00 | See FINRA Report |