Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Candice Owens Howell | 5044818 | 1 | 05/04/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Kyle Blank | 6027450 | 1 | 04/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Cohen | 4588049 | 1 | 04/02/2018 | Customer Dispute | Settled | $163,000.00 | $0.00 | See FINRA Report |
| Nicholas John Davy | 2843896 | 1 | 04/02/2018 | Customer Dispute | Settled | $163,000.00 | $0.00 | See FINRA Report |
| Theodore N Barger | 2339760 | 1 | 02/08/2018 | Customer Dispute | Denied | $38,577.00 | $0.00 | See FINRA Report |
| Stephen Andrew Kelly | 2289148 | 2 | 11/07/2017 | Customer Dispute | Denied | $6,140.00 | $0.00 | See FINRA Report |
| Holly Chapman Camp | 4697439 | 1 | 10/04/2017 | Customer Dispute | Denied | $16,827.00 | $0.00 | See FINRA Report |
| Michael Patrick O'Keefe | 4680781 | 1 | 09/21/2017 | Customer Dispute | Denied | $14,063.50 | $0.00 | See FINRA Report |
| Todd Joseph Thompson | 2849928 | 5 | 09/13/2017 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 08/16/2017 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |