Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janet Brown Fisher | 2698873 | 1 | 03/13/2019 | Customer Dispute | Denied | $65,377.40 | $0.00 | See FINRA Report |
| Jason Edgar Holland | 5620575 | 1 | 02/26/2019 | Customer Dispute | Denied | $13,464.00 | $0.00 | See FINRA Report |
| Gabriel Joseph Krawczak | 2403650 | 2 | 12/23/2018 | Customer Dispute | Denied | $34,915.00 | $0.00 | See FINRA Report |
| Vallon Sylvester Andrew Mills | 6570512 | 1 | 12/20/2018 | Customer Dispute | Closed-No Action | $38,042.10 | $0.00 | See FINRA Report |
| Christopher Michael Ponds | 4296912 | 1 | 12/04/2018 | Customer Dispute | Settled | $18,112.00 | $0.00 | See FINRA Report |
| Lance Sterling Longwater | 2851950 | 2 | 11/16/2018 | Customer Dispute | Settled | $26,314.00 | $0.00 | See FINRA Report |
| Nancy J Lee | 4625919 | 2 | 11/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Guy Thornton McBride | 5850827 | 1 | 08/16/2018 | Customer Dispute | Settled | $10,015.00 | $0.00 | See FINRA Report |
| Thomas Allen Dukes | 4255515 | 1 | 07/09/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Ross McClure | 2548766 | 2 | 07/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |