Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Applewhite | 1209709 | 7 | 07/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Oliverio | 4160372 | 1 | 06/19/2020 | Customer Dispute | Award / Judgment | $536,513.00 | $0.00 | See FINRA Report |
| Donald William Bescher | 2472648 | 1 | 05/25/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terry Michael Schueler | 6066099 | 1 | 03/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Gilbert Faren | 1958380 | 6 | 02/18/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Nelms Boone | 2436442 | 2 | 01/07/2020 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
| Nancy J Lee | 4625919 | 2 | 08/12/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Henry Dillon | 4260224 | 3 | 07/19/2019 | Customer Dispute | Denied | $21,453.90 | $0.00 | See FINRA Report |
| Christopher Marc Tenaglia | 3088745 | 2 | 04/12/2019 | Customer Dispute | Denied | $18,375.00 | $0.00 | See FINRA Report |
| Todd Joseph Thompson | 2849928 | 5 | 03/27/2019 | Customer Dispute | Denied | $19,367.00 | $0.00 | See FINRA Report |