Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Cuervo | 5047983 | 1 | 08/26/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jorge Miguel Alvarez | 2888623 | 3 | 07/30/2021 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 04/26/2021 | Customer Dispute | Settled | $430,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 03/17/2021 | Customer Dispute | Settled | $626,112.00 | $0.00 | See FINRA Report |
| James Neal Beckman | 2237189 | 1 | 11/18/2020 | Customer Dispute | Denied | $11,277.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 5 | 10/27/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ignacio Carlos Tejera | 4422696 | 2 | 10/27/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jorge Miguel Alvarez | 2888623 | 3 | 10/20/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 09/09/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Lynn Newiger Carter | 2464081 | 2 | 08/31/2020 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |