Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Archie Jeffords | 815750 | 4 | 09/01/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Archie Jeffords | 815750 | 4 | 09/01/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Phillip George Margy | 2181587 | 2 | 06/03/1994 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert William Morris | 340612 | 2 | 10/12/1990 | Customer Dispute | Settled | $57,419.60 | $0.00 | See FINRA Report |
| Martin Edward Braam | 855021 | 4 | 08/26/1988 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Martin Edward Braam | 855021 | 4 | 10/01/1987 | Customer Dispute | Settled | $30,445.00 | $0.00 | See FINRA Report |