Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey David Chasman | 4092290 | 6 | 06/10/2022 | Customer Dispute | Denied | $8,736.37 | $0.00 | See FINRA Report |
| William Patrick Gamble | 1524488 | 4 | 06/09/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Tordik-Atchison | 2027591 | 3 | 05/30/2022 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 03/31/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 5 | 01/14/2022 | Customer Dispute | Settled | $576,000.00 | $0.00 | See FINRA Report |
| Elizabeth L Calaman | 1409926 | 1 | 01/12/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Henry Dillon | 4260224 | 3 | 11/30/2021 | Customer Dispute | Denied | $336,908.00 | $0.00 | See FINRA Report |
| Charles Randall Faires | 500564 | 1 | 11/17/2021 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 5 | 10/12/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 10/05/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |