Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip George Margy | 2181587 | 2 | 11/29/2000 | Customer Dispute | Closed-No Action | $15,485.00 | $0.00 | See FINRA Report |
| Arthur Gilbert Faren | 1958380 | 6 | 11/19/2000 | Customer Dispute | Denied | $62,675.40 | $0.00 | See FINRA Report |
| William Patrick Gamble | 1524488 | 4 | 07/07/2000 | Customer Dispute | Denied | $16,936.00 | $0.00 | See FINRA Report |
| Alfred Bernard Crake | 1673417 | 2 | 05/22/2000 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Daniel Otis Wolf | 2355901 | 2 | 05/02/2000 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Arthur Gilbert Faren | 1958380 | 6 | 12/10/1999 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Gregory Addison Lebar | 1571584 | 3 | 07/22/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Addison Lebar | 1571584 | 3 | 04/16/1999 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Peter M Dearcangelis | 712169 | 1 | 04/07/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Adam Engelson | 2335444 | 1 | 04/05/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |