Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Edward Dyson | 2322415 | 4 | 11/02/2001 | Customer Dispute | Award / Judgment | $700,000.00 | $210,000.00 | See FINRA Report |
| Randy Lewis Stark | 1403455 | 2 | 10/18/2001 | Customer Dispute | Denied | $191,945.00 | $0.00 | See FINRA Report |
| Douglas Warren Smith | 1723402 | 6 | 09/13/2001 | Customer Dispute | Denied | $28,729.40 | $0.00 | See FINRA Report |
| Paul Michael Scaglione | 2529155 | 3 | 08/22/2001 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Kenny Maxwell Dale | 2374817 | 1 | 07/10/2001 | Customer Dispute | Denied | $14,373.00 | $0.00 | See FINRA Report |
| Joseph Anthony Canadeo | 1713014 | 4 | 07/01/2001 | Customer Dispute | Settled | $65,517.90 | $0.00 | See FINRA Report |
| Juan Manuel Ortega | 2302430 | 2 | 03/26/2001 | Customer Dispute | Settled | $9,400.00 | $0.00 | See FINRA Report |
| Susan Tordik-Atchison | 2027591 | 3 | 02/02/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Derek Grant Deguire | 3162351 | 3 | 01/17/2001 | Customer Dispute | Closed-No Action | $8,768.77 | $0.00 | See FINRA Report |
| Douglas James Dalmedo | 2256199 | 1 | 12/06/2000 | Customer Dispute | Closed-No Action | $33,311.00 | $0.00 | See FINRA Report |