Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Adam Tolar Fannin | 4168749 | 2 | 05/22/2002 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
Sharin Lisa Akhtar | 3212745 | 2 | 05/15/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
Joseph Patrick Varamo | 718796 | 2 | 04/19/2002 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
Frank Colasuono | 1921554 | 1 | 04/03/2002 | Customer Dispute | Denied | $14,235.00 | $0.00 | See FINRA Report |
Sal Gianfortune | 2323372 | 1 | 03/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Glen Anthony Duggan | 2687072 | 3 | 03/06/2002 | Customer Dispute | Denied | $62,752.90 | $0.00 | See FINRA Report |
William Anthony Kopp | 2447288 | 2 | 01/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ronald Edward Talley | 2176308 | 2 | 01/14/2002 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
Arthur Gilbert Faren | 1958380 | 6 | 12/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Robert Joseph Stroup | 1021289 | 3 | 12/19/2001 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |