Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David William Livingston | 2942325 | 1 | 09/12/2002 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |
| Frank S Pittman | 3146673 | 1 | 08/27/2002 | Customer Dispute | Settled | $59,257.60 | $0.00 | See FINRA Report |
| Daniel Robert Botyos | 2639119 | 1 | 08/22/2002 | Customer Dispute | Denied | $73,420.00 | $0.00 | See FINRA Report |
| Douglas Warren Smith | 1723402 | 6 | 08/20/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Jerry William Smith | 1303734 | 7 | 08/15/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Cary William Lipman | 1344106 | 1 | 08/01/2002 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Jerry William Smith | 1303734 | 7 | 07/26/2002 | Customer Dispute | Denied | $29,733.10 | $0.00 | See FINRA Report |
| Stephen Francis Valeri | 1584881 | 2 | 07/24/2002 | Customer Dispute | Denied | $38,257.00 | $0.00 | See FINRA Report |
| Paul Michael Scaglione | 2529155 | 3 | 07/08/2002 | Customer Dispute | Award / Judgment | $473,815.00 | $177,491.00 | See FINRA Report |
| Kathleen Anne Breen | 2198132 | 1 | 06/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |