Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Ross McClure | 2548766 | 2 | 02/13/2003 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Richard Edwin Giles | 1176534 | 1 | 02/03/2003 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| John David Downey | 2482757 | 1 | 01/30/2003 | Customer Dispute | Denied | $10,081.50 | $0.00 | See FINRA Report |
| Todd Dwain Gauthier | 1429968 | 2 | 01/23/2003 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Mark Standard | 2617149 | 1 | 11/22/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Evan James Farrell | 1857570 | 2 | 11/07/2002 | Customer Dispute | Award / Judgment | $6,180.02 | $1,440.00 | See FINRA Report |
| Jason Travis Turner | 2568398 | 5 | 10/21/2002 | Customer Dispute | Settled | $6,560.00 | $0.00 | See FINRA Report |
| Craig Edward Dyson | 2322415 | 4 | 10/18/2002 | Customer Dispute | Award / Judgment | $800,000.00 | $226,000.00 | See FINRA Report |
| Wesley Jonathan Robbins | 4038227 | 1 | 10/14/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Alexander Kent | 2242930 | 1 | 10/03/2002 | Customer Dispute | Denied | $8,724.40 | $0.00 | See FINRA Report |