Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward Carson Danser | 3277895 | 1 | 10/02/2003 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
Eric Daniel Heymann | 2938624 | 1 | 08/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Horace Lee Ford | 4026263 | 1 | 08/06/2003 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
Elaine Weatherford Raines | 2197904 | 4 | 05/08/2003 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Michael Stuart Freeman | 2977939 | 2 | 04/28/2003 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Jerry William Smith | 1303734 | 7 | 04/14/2003 | Customer Dispute | Denied | $8,684.78 | $0.00 | See FINRA Report |
Jason Travis Turner | 2568398 | 5 | 04/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Christopher Frances O'Reilly | 4445939 | 1 | 04/03/2003 | Customer Dispute | Denied | $5,218.27 | $0.00 | See FINRA Report |
Robert Michael Childs | 2891468 | 1 | 03/25/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Craig Edward Dyson | 2322415 | 4 | 03/24/2003 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |