Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Wayne Bieniasz | 2711333 | 1 | 06/26/2004 | Customer Dispute | Award / Judgment | $4,091.29 | $3,916.29 | See FINRA Report |
| Arthur Gilbert Faren | 1958380 | 6 | 06/09/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Derek Grant Deguire | 3162351 | 3 | 06/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Otis Wolf | 2355901 | 2 | 06/02/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Susan Tordik-Atchison | 2027591 | 3 | 03/30/2004 | Customer Dispute | Settled | $59,280.00 | $0.00 | See FINRA Report |
| Brock Eugene Himan | 2420698 | 5 | 02/25/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Stroup | 1021289 | 3 | 02/01/2004 | Customer Dispute | Settled | $118,983.00 | $0.00 | See FINRA Report |
| Amy Jane Hayes | 1186006 | 1 | 11/21/2003 | Customer Dispute | Denied | $43,330.00 | $0.00 | See FINRA Report |
| William Patrick Gamble | 1524488 | 4 | 11/03/2003 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Daniel William Walsh | 2232553 | 2 | 10/04/2003 | Customer Dispute | Closed-No Action | $69,556.00 | $0.00 | See FINRA Report |