Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Anthony Kopp | 2447288 | 2 | 07/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Edward Braam | 855021 | 4 | 05/17/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Jeffrey James Alger | 1123035 | 3 | 05/03/2005 | Customer Dispute | Denied | $76,865.00 | $0.00 | See FINRA Report |
| Lynn Marie Freshwater | 2401975 | 1 | 04/19/2005 | Customer Dispute | Settled | $9,865.00 | $0.00 | See FINRA Report |
| Robert James Peavey | 2309764 | 1 | 03/18/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Addison Lebar | 1571584 | 3 | 02/15/2005 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Ronald Kevin Teasdale | 2111589 | 1 | 11/17/2004 | Customer Dispute | Denied | $27,683.80 | $0.00 | See FINRA Report |
| Juan Manuel Ortega | 2302430 | 2 | 08/11/2004 | Customer Dispute | Dismissed | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Varamo | 718796 | 2 | 08/06/2004 | Customer Dispute | Settled | $154,822.00 | $0.00 | See FINRA Report |
| Douglas Warren Smith | 1723402 | 6 | 07/28/2004 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |