Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Evan James Farrell | 1857570 | 2 | 04/04/2006 | Customer Dispute | Denied | $18,725.00 | $0.00 | See FINRA Report |
Gavin Young Shuck | 2366010 | 1 | 12/28/2005 | Customer Dispute | Denied | $163,157.00 | $0.00 | See FINRA Report |
Brian Henry Bruscino | 2724529 | 2 | 12/20/2005 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
Jeffrey David Chasman | 4092290 | 6 | 10/20/2005 | Customer Dispute | Denied | $9,823.00 | $0.00 | See FINRA Report |
John D Margeson | 2161864 | 3 | 09/26/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Paul Michael Scaglione | 2529155 | 3 | 09/09/2005 | Customer Dispute | Settled | $60,955.80 | $0.00 | See FINRA Report |
John D Margeson | 2161864 | 3 | 08/25/2005 | Customer Dispute | Settled | $376,609.00 | $0.00 | See FINRA Report |
John D Margeson | 2161864 | 3 | 08/23/2005 | Customer Dispute | Settled | $1,306,540.00 | $0.00 | See FINRA Report |
Hunter Stephen Bowen | 4118247 | 2 | 08/22/2005 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
Ronald Edward Talley | 2176308 | 2 | 07/14/2005 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |