Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale William Zamecki | 2783244 | 1 | 01/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shands Dameron Greenlee | 6447359 | 1 | 01/09/2023 | Customer Dispute | Denied | $9,626.22 | $0.00 | See FINRA Report |
| Jorge Miguel Alvarez | 2888623 | 3 | 01/03/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Mendoza | 4373652 | 5 | 12/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Tucker | 1974408 | 1 | 11/30/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Turner | 5339431 | 1 | 11/30/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Ritorto | 5019869 | 1 | 10/24/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 10/12/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 09/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 5 | 08/22/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |