Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Dustin Fluent | 2544295 | 1 | 11/13/2007 | Customer Dispute | Denied | $85,071.00 | $0.00 | See FINRA Report |
| Rochelle Ilene Cairo | 2977208 | 1 | 09/17/2007 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Todd Joseph Thompson | 2849928 | 5 | 08/15/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harrison William Taylor | 2483216 | 3 | 08/11/2007 | Customer Dispute | Settled | $24,302.70 | $0.00 | See FINRA Report |
| Jason Travis Turner | 2568398 | 5 | 03/08/2007 | Customer Dispute | Settled | $7,578.00 | $0.00 | See FINRA Report |
| Lewis Wade Blalock | 3100794 | 2 | 02/02/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter Clayton Pate | 2806697 | 1 | 10/16/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Natalie Ruth Mason | 4626960 | 1 | 09/13/2006 | Customer Dispute | Denied | $10,952.70 | $0.00 | See FINRA Report |
| Paul Joseph Vahle | 2424871 | 1 | 06/22/2006 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Murphy | 2674250 | 1 | 05/18/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |