Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Alberto Mendoza | 4373652 | 5 | 04/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam Tolar Fannin | 4168749 | 2 | 04/21/2008 | Customer Dispute | Settled | $86,313.00 | $0.00 | See FINRA Report |
| Brock Eugene Himan | 2420698 | 5 | 04/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brock Eugene Himan | 2420698 | 5 | 04/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Brooks | 4901171 | 1 | 04/14/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Carlo Walter Oldani | 2304184 | 1 | 03/10/2008 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Tyrone Kwesi Debique | 3131926 | 2 | 02/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James William Applewhite | 1209709 | 7 | 02/08/2008 | Customer Dispute | Denied | $110,240.00 | $0.00 | See FINRA Report |
| Evan Bradley Fishman | 4613913 | 1 | 01/23/2008 | Customer Dispute | Denied | $5,322.00 | $0.00 | See FINRA Report |
| Javier Enrique Martinez | 2540413 | 3 | 12/14/2007 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |