Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Renee Seitter | 2128550 | 2 | 11/10/2008 | Customer Dispute | Closed-No Action | $14,935.00 | $0.00 | See FINRA Report |
| Jeffrey David Chasman | 4092290 | 6 | 11/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elaine Weatherford Raines | 2197904 | 4 | 11/05/2008 | Customer Dispute | Denied | $112,800.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Johnson | 4842005 | 2 | 10/24/2008 | Customer Dispute | Settled | $15,970.60 | $0.00 | See FINRA Report |
| Colleen Coyle Cowan | 4392728 | 1 | 10/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Bulger | 3250841 | 3 | 09/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc Jonathan Tendler | 2250125 | 3 | 09/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James David Conrod | 2105654 | 4 | 08/26/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Timothy Michael Hyle | 5100702 | 2 | 08/12/2008 | Customer Dispute | Denied | $8,778.18 | $0.00 | See FINRA Report |
| Gene Riley Maszy | 3206334 | 2 | 07/29/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |