Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Polito | 1684148 | 2 | 01/27/2009 | Customer Dispute | Denied | $33,067.00 | $0.00 | See FINRA Report |
| Stephen Andrew Kelly | 2289148 | 2 | 01/15/2009 | Customer Dispute | Settled | $35,477.00 | $0.00 | See FINRA Report |
| Todd Joseph Thompson | 2849928 | 5 | 01/08/2009 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Michael Stuart Freeman | 2977939 | 2 | 12/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Merrick Semans | 2631062 | 2 | 12/15/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth George Rase | 4310986 | 2 | 12/15/2008 | Customer Dispute | Denied | $149,346.00 | $0.00 | See FINRA Report |
| Michael Gerard Wille | 4918368 | 1 | 12/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Chasman | 4092290 | 6 | 11/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arash John Assadzadeh | 2772287 | 2 | 11/21/2008 | Customer Dispute | Denied | $39,631.90 | $0.00 | See FINRA Report |
| Stephen Francis Valeri | 1584881 | 2 | 11/17/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |