Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Archie Jeffords | 815750 | 4 | 04/20/2009 | Customer Dispute | Settled | $975,273.00 | $0.00 | See FINRA Report |
| Barry Whitaker | 5040002 | 1 | 04/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harry James Pilson | 3023609 | 4 | 04/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Brackett Priddy | 1176893 | 1 | 03/24/2009 | Customer Dispute | Settled | $47,610.00 | $0.00 | See FINRA Report |
| Daniel William Walsh | 2232553 | 2 | 03/23/2009 | Customer Dispute | Denied | $53,071.00 | $0.00 | See FINRA Report |
| Harrison William Taylor | 2483216 | 3 | 03/23/2009 | Customer Dispute | Closed-No Action | $2,500,000.00 | $0.00 | See FINRA Report |
| Harry James Pilson | 3023609 | 4 | 03/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harry James Pilson | 3023609 | 4 | 03/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Carlton Milton | 1759274 | 1 | 02/27/2009 | Customer Dispute | Award / Judgment | $1,400,000.00 | $925,000.00 | See FINRA Report |
| Glen Anthony Duggan | 2687072 | 3 | 01/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |