Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Jonathan Tendler | 2250125 | 3 | 02/17/2010 | Customer Dispute | Denied | $756,165.00 | $0.00 | See FINRA Report |
| Jennifer Beth Williams | 2467383 | 2 | 12/21/2009 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| James Porter Mason | 2074700 | 1 | 11/20/2009 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Carol Lynn Robbins | 2350408 | 2 | 10/22/2009 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Paul Stewart Irving | 2909700 | 1 | 10/16/2009 | Customer Dispute | Denied | $41,612.00 | $0.00 | See FINRA Report |
| Philip Polito | 1684148 | 2 | 10/09/2009 | Customer Dispute | Denied | $13,316.00 | $0.00 | See FINRA Report |
| Arnelle Filsaime-Johnson | 4288821 | 1 | 09/24/2009 | Customer Dispute | Denied | $7,755.00 | $0.00 | See FINRA Report |
| Jason Howard Laing | 2503335 | 1 | 08/25/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Charles Hunter Widener | 2627032 | 2 | 08/19/2009 | Customer Dispute | Settled | $1,940,000.00 | $0.00 | See FINRA Report |
| Charles Geer Wellborn | 1875339 | 1 | 08/19/2009 | Customer Dispute | Settled | $6,300,000.00 | $0.00 | See FINRA Report |