Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Alberto Mendoza | 4373652 | 5 | 08/11/2010 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Sherry Kathleen Boulay | 4501052 | 1 | 07/20/2010 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Jennifer Beth Williams | 2467383 | 2 | 07/20/2010 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Stephen Milton Holloman | 2774627 | 1 | 06/17/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael John Scott | 4830916 | 2 | 05/18/2010 | Customer Dispute | Final | $218,806.00 | $0.00 | See FINRA Report |
| Robert Joseph Stroup | 1021289 | 3 | 05/03/2010 | Customer Dispute | Settled | $191,325.00 | $0.00 | See FINRA Report |
| Glen Anthony Duggan | 2687072 | 3 | 04/27/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Gregory Theodore Barkauskas | 1517375 | 2 | 04/20/2010 | Customer Dispute | Denied | $135,877.00 | $0.00 | See FINRA Report |
| Jeffrey John Bulger | 3250841 | 3 | 03/15/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Elaine Weatherford Raines | 2197904 | 4 | 03/05/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |