Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Charles Zarnick | 6151943 | 1 | 11/27/2023 | Customer Dispute | Denied | $18,965.00 | $0.00 | See FINRA Report |
| Edward Joseph Cohen | 4693017 | 1 | 10/27/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gabriel Xavier Adams | 5048590 | 1 | 10/26/2023 | Customer Dispute | Pending | $242,000.00 | $0.00 | See FINRA Report |
| Thomas Franklin Dietrich | 3249452 | 3 | 09/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Acie Wayne Hylton | 4966990 | 1 | 08/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Claude Mason | 2704861 | 1 | 06/16/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Dwain Gauthier | 1429968 | 2 | 05/13/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Yeoshen Tsui | 4824629 | 1 | 04/11/2023 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Thomas Henry Dillon | 4260224 | 3 | 04/06/2023 | Customer Dispute | Denied | $15,001.00 | $0.00 | See FINRA Report |
| Anthony John Marshall | 4853760 | 5 | 02/22/2023 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |