Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gordon Bayard Kellam | 4427173 | 2 | 02/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Viejo | 4168971 | 1 | 02/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Franklin Dietrich | 3249452 | 3 | 01/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Theodore Barkauskas | 1517375 | 2 | 12/22/2010 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Beth Ann Foti | 4010080 | 1 | 10/19/2010 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Gletner | 2579762 | 1 | 10/15/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Alfred Bernard Crake | 1673417 | 2 | 09/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Derek Grant Deguire | 3162351 | 3 | 09/09/2010 | Customer Dispute | Withdrawn | $68,403.00 | $0.00 | See FINRA Report |
| Sharin Lisa Akhtar | 3212745 | 2 | 08/16/2010 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Benjamin Homer Denning | 4751109 | 1 | 08/16/2010 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |