Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lloyd Randolph Coates | 1577418 | 1 | 01/20/2012 | Customer Dispute | Withdrawn | $5,600.00 | $0.00 | See FINRA Report |
| Jason Taylor Gay | 4436873 | 1 | 12/14/2011 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Todd Joseph Thompson | 2849928 | 5 | 10/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Fontana | 2091876 | 1 | 09/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Darnell | 4916114 | 2 | 06/07/2011 | Customer Dispute | Denied | $33,588.60 | $0.00 | See FINRA Report |
| Brian Edward Gates | 3135733 | 1 | 05/05/2011 | Customer Dispute | Denied | $12,853.00 | $0.00 | See FINRA Report |
| Jason Dennis Harken | 3271639 | 1 | 04/20/2011 | Customer Dispute | Denied | $10,830.80 | $0.00 | See FINRA Report |
| Jeffery Michael Keczan | 4977258 | 2 | 04/11/2011 | Customer Dispute | Denied | $12,383.50 | $0.00 | See FINRA Report |
| John Madison Mize | 2390773 | 1 | 04/01/2011 | Customer Dispute | Settled | $15,218.00 | $0.00 | See FINRA Report |
| Johnathon Leland Cope | 5123346 | 3 | 03/30/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |