Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Elizabeth Johnson | 4842005 | 2 | 07/08/2012 | Customer Dispute | Denied | $22,600.40 | $0.00 | See FINRA Report |
| Anthony John Marshall | 4853760 | 5 | 05/22/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Bartley Davis | 5658595 | 1 | 05/17/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Elaine Weatherford Raines | 2197904 | 4 | 05/03/2012 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Janet Marie Bentley-Ewers | 4517255 | 1 | 04/16/2012 | Customer Dispute | Denied | $75,560.00 | $0.00 | See FINRA Report |
| Thomas Patrick McDonnell | 2131708 | 1 | 03/26/2012 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Javier Enrique Martinez | 2540413 | 3 | 03/26/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darrell Sidney Brown | 3158834 | 1 | 03/19/2012 | Customer Dispute | Settled | $36,705.00 | $0.00 | See FINRA Report |
| James Robert Shaughnessy | 5306994 | 1 | 03/02/2012 | Customer Dispute | Settled | $5,313.00 | $0.00 | See FINRA Report |
| Jhuler Villegas | 4730113 | 1 | 01/25/2012 | Customer Dispute | Settled | $18,532.00 | $0.00 | See FINRA Report |