Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Adam Coopersmith | 4749244 | 3 | 04/26/2013 | Customer Dispute | Denied | $14,030.00 | $0.00 | See FINRA Report |
| William Moniz | 3109254 | 1 | 03/04/2013 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Craig Adam Coopersmith | 4749244 | 3 | 02/27/2013 | Customer Dispute | Settled | $10,810.00 | $0.00 | See FINRA Report |
| Theodore Edward Peters | 1619279 | 2 | 02/04/2013 | Customer Dispute | Denied | $16,848.10 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 01/08/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Clarence Buford Taylor | 2861430 | 1 | 10/12/2012 | Customer Dispute | Denied | $53,400.00 | $0.00 | See FINRA Report |
| Joshua Shane Welch | 3275524 | 1 | 09/17/2012 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Theodore Edward Peters | 1619279 | 2 | 09/11/2012 | Customer Dispute | Denied | $35,098.10 | $0.00 | See FINRA Report |
| Debra Lloyd Reardon | 2388731 | 1 | 07/31/2012 | Customer Dispute | Denied | $8,727.41 | $0.00 | See FINRA Report |
| John Creighton Buchanan | 1860666 | 1 | 07/25/2012 | Customer Dispute | Denied | $29,770.30 | $0.00 | See FINRA Report |