Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Turner Schroeder | 4633462 | 2 | 09/13/2013 | Customer Dispute | Award / Judgment | $125,971.00 | $0.00 | See FINRA Report |
| Jason Matthew Adamcik | 4272591 | 1 | 09/09/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jennifer Erna McManus | 3096185 | 1 | 07/31/2013 | Customer Dispute | Denied | $17,721.90 | $0.00 | See FINRA Report |
| Lisa Renee Hane | 2129577 | 1 | 07/30/2013 | Customer Dispute | Denied | $14,744.00 | $0.00 | See FINRA Report |
| Ignacio Carlos Tejera | 4422696 | 2 | 07/30/2013 | Customer Dispute | Denied | $13,054.00 | $0.00 | See FINRA Report |
| Dean Read Castor | 2069415 | 1 | 07/29/2013 | Customer Dispute | Denied | $6,136.00 | $0.00 | See FINRA Report |
| Luis Alberto Mendoza | 4373652 | 5 | 07/11/2013 | Customer Dispute | Denied | $11,857.00 | $0.00 | See FINRA Report |
| Ian Jason Seebachan | 4791271 | 2 | 07/11/2013 | Customer Dispute | Denied | $11,857.00 | $0.00 | See FINRA Report |
| Gordon Bayard Kellam | 4427173 | 2 | 06/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Ronald Knust | 4791124 | 2 | 06/06/2013 | Customer Dispute | Denied | $11,543.00 | $0.00 | See FINRA Report |