Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gordon Wayne Grimes | 5002736 | 1 | 03/11/2014 | Customer Dispute | Denied | $9,760.00 | $0.00 | See FINRA Report |
Mark Anthony Passalacqua | 4964326 | 1 | 03/03/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Anthony John Marshall | 4853760 | 5 | 03/03/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Nathan Hugh Buffington | 5423195 | 1 | 02/26/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey James Alger | 1123035 | 3 | 02/20/2014 | Customer Dispute | Denied | $59,470.00 | $0.00 | See FINRA Report |
Michael John Scott | 4830916 | 2 | 02/11/2014 | Customer Dispute | Closed-No Action | $36,450.00 | $0.00 | See FINRA Report |
Joseph Lynch Farmer | 5902134 | 1 | 02/03/2014 | Customer Dispute | Withdrawn | $55,000.00 | $0.00 | See FINRA Report |
Andrew Ronald Knust | 4791124 | 2 | 12/30/2013 | Customer Dispute | Settled | $87,500.00 | $0.00 | See FINRA Report |
Ian Jason Seebachan | 4791271 | 2 | 10/31/2013 | Customer Dispute | Denied | $7,740.00 | $0.00 | See FINRA Report |
Joseph Charles Carnley | 3013678 | 1 | 09/20/2013 | Customer Dispute | Settled | $50,330.00 | $0.00 | See FINRA Report |