Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arash John Assadzadeh | 2772287 | 2 | 12/21/2014 | Customer Dispute | Award / Judgment | $0.00 | $3,600.00 | See FINRA Report |
| Christopher Marc Tenaglia | 3088745 | 2 | 12/15/2014 | Customer Dispute | Denied | $13,411.70 | $0.00 | See FINRA Report |
| James Allen Mills | 2056817 | 1 | 12/03/2014 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Charles Henry Isasi | 2565057 | 2 | 10/23/2014 | Customer Dispute | Denied | $9,972.69 | $0.00 | See FINRA Report |
| Kenneth Lee Darnell | 4916114 | 2 | 09/16/2014 | Customer Dispute | Denied | $33,178.90 | $0.00 | See FINRA Report |
| Carol Lynn Robbins | 2350408 | 2 | 08/05/2014 | Customer Dispute | Award / Judgment | $65,000.00 | $18,742.90 | See FINRA Report |
| William Jacob Johns | 4030838 | 1 | 08/01/2014 | Customer Dispute | Denied | $18,049.10 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 07/17/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gabriel Joseph Krawczak | 2403650 | 2 | 04/23/2014 | Customer Dispute | Settled | $8,589.05 | $0.00 | See FINRA Report |
| Tony Scott Bullard | 1702456 | 1 | 03/19/2014 | Customer Dispute | Settled | $54,602.00 | $0.00 | See FINRA Report |