Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lynn Newiger Carter | 2464081 | 2 | 12/04/2015 | Customer Dispute | Denied | $20,538.00 | $0.00 | See FINRA Report |
| Jeffery Michael Keczan | 4977258 | 2 | 11/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Michael Fontana | 6262964 | 2 | 11/16/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Timothy Matthew Libby | 4268889 | 1 | 10/28/2015 | Customer Dispute | Denied | $60,939.00 | $0.00 | See FINRA Report |
| Sheila Sebastian Powers | 4746657 | 1 | 10/13/2015 | Customer Dispute | Settled | $13,348.00 | $0.00 | See FINRA Report |
| Chad Evan Polin | 4233680 | 3 | 09/10/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Mendoza | 4373652 | 5 | 07/20/2015 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Andrew J Mill | 5105588 | 1 | 06/29/2015 | Customer Dispute | Closed-No Action | $5,238.22 | $0.00 | See FINRA Report |
| Johnathon Leland Cope | 5123346 | 3 | 06/19/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Martin Edward Grady | 5301387 | 2 | 06/19/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |