Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Gus Abood | 2305670 | 2 | 02/25/2016 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| Timothy Wayne Wilson | 5450697 | 1 | 02/23/2016 | Customer Dispute | Denied | $18,416.00 | $0.00 | See FINRA Report |
| Harrison William Taylor | 2483216 | 3 | 02/22/2016 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Paula Christine Gunter | 4495768 | 1 | 02/22/2016 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Johnathon Leland Cope | 5123346 | 3 | 02/19/2016 | Customer Dispute | Closed-No Action | $8,015.32 | $0.00 | See FINRA Report |
| Martin Edward Grady | 5301387 | 2 | 02/19/2016 | Customer Dispute | Closed-No Action | $8,015.32 | $0.00 | See FINRA Report |
| Jason Travis Turner | 2568398 | 5 | 02/10/2016 | Customer Dispute | Final | $10,600.00 | $0.00 | See FINRA Report |
| Jeffrey John Bulger | 3250841 | 3 | 02/08/2016 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Donald Robert Mandeville | 5581556 | 1 | 02/02/2016 | Customer Dispute | Settled | $54,300.00 | $0.00 | See FINRA Report |
| Alex Michael Fontana | 6262964 | 2 | 12/14/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |