Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua J Pratta | 6009475 | 1 | 10/24/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Anthony John Marshall | 4853760 | 5 | 09/23/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey James Alger | 1123035 | 3 | 09/19/2016 | Customer Dispute | Denied | $15,133.00 | $0.00 | See FINRA Report |
| Clarke Meredith Payne | 2675265 | 1 | 08/02/2016 | Customer Dispute | Denied | $12,850.00 | $0.00 | See FINRA Report |
| Jerry William Smith | 1303734 | 7 | 07/26/2016 | Customer Dispute | Denied | $57,303.00 | $0.00 | See FINRA Report |
| Joseph Turner Schroeder | 4633462 | 2 | 07/20/2016 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Harry James Pilson | 3023609 | 4 | 07/06/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Lewis | 1620666 | 1 | 06/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen R Shaffer | 4752139 | 1 | 05/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Lewis Stark | 1403455 | 2 | 04/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |