Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Addison Lebar | 1571584 | 3 | 02/15/2005 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Otis Wolf | 2355901 | 2 | 06/02/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel William Walsh | 2232553 | 2 | 10/04/2003 | Customer Dispute | Closed-No Action | $69,556.00 | $0.00 | See FINRA Report |
| Eric Daniel Heymann | 2938624 | 1 | 08/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Childs | 2891468 | 1 | 03/25/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David William Livingston | 2942325 | 1 | 09/12/2002 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |
| Arthur Gilbert Faren | 1958380 | 6 | 12/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Derek Grant Deguire | 3162351 | 3 | 01/17/2001 | Customer Dispute | Closed-No Action | $8,768.77 | $0.00 | See FINRA Report |
| Douglas James Dalmedo | 2256199 | 1 | 12/06/2000 | Customer Dispute | Closed-No Action | $33,311.00 | $0.00 | See FINRA Report |
| Phillip George Margy | 2181587 | 2 | 11/29/2000 | Customer Dispute | Closed-No Action | $15,485.00 | $0.00 | See FINRA Report |