Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lori Julian-Murphy | 1391582 | 2 | 03/26/1997 | Customer Dispute | Award / Judgment | $200,000.00 | $5,000.00 | See FINRA Report |
Lori Julian-Murphy | 1391582 | 2 | 05/21/1996 | Customer Dispute | Award / Judgment | $200,000.00 | $5,000.00 | See FINRA Report |
George Frederick Claussen | 1583935 | 1 | 08/02/1995 | Customer Dispute | Award / Judgment | $109,100.00 | $2,000.00 | See FINRA Report |